SEC Compliance Research Products

With RIA's SEC products on Checkpoint, RIA's premier online platform, you'll get integrated SEC filings with relevant up-to-date source materials, WG&L editorial analysis, checklists, model language and more, all within Checkpoint's easy-to-use interface. Now you can quickly find explanations for your most important reporting issues, stay informed of recent changes to reporting requirements, and benefit from the insight of experts – all with RIA's SEC Compliance packages on Checkpoint.

If you have questions regarding any of these products, please call 1.800.950.1216.

Checklist for Applying the PCAOB Internal Control Standard
Compliance Expert on Checkpoint®

Financial Management & SEC Compliance Package
Financial Reporting & Management Suite on Checkpoint®

Handbook of SEC Accounting and Disclosure

Internal Auditing, SEC Compliance & Financial Management Package
Internal Auditing, SEC Compliance & GAAP Compliance Package

PLI’s 35th Annual Institute on Securities Regulation
PLI’s 35th Annual Institute on Securities Regulation Pre-Conference Briefing: Counselor or Enforcer? The Role of the Corporate Lawyer Post Sarbanes-Oxley
PLI’s Advanced Securities Law Workshop 2003
PLI’s Corporate Compliance Institute 2004
PLI’s Disclosure and Other Lessons Learned After Enron: What You Need to Know Now to File Your 10-K and Other Forms
PLI’s International Securities Markets 2004: Best Practices and Changing Requirements in Global Markets
PLI’s Securities Law and The Internet 2002: Disclosure Practices in Light of Enron and Current SEC Disclosure Initiatives
PLI’s The SEC Speaks 2004
PLI's Annual Institute on Securities Regulation
PLI's Annual Institute on Securities Regulation Pre-Conference Briefing
PLI's Corporate Counsel Forum 2004: What You Need to Know About Corporate Liability and Government Enforcement After Sarbanes-Oxley
PLI's International Securities Markets
PLI's Nuts and Bolts of Securities Laws 2003
PLI's Preparation of Annual Disclosure Documents 2003
PLI's Securities Laws Updates 2004
PLI's Securities Offerings 2004: What Issuer's and Underwriter’s Counsel Need to Know
PLI's The PCAOB Speaks in 2004
PLI's The SEC Speaks
PLI's Understanding the Securities Law
PLI's Understanding the Securities Law 2004
Practical Guide to Internal Control

SEC Accounting & Reporting Update Service
SEC Accounting and Reporting Manual
SEC Accounting Report
SEC Compliance on Checkpoint®
SEC Compliance: Financial Reporting and Forms
SEC Filings Navigator: Periodic Forms
SECPlus Gold
SECPlus Silver
SECPlus with SEC Compliance, GAAP Compliance and Internal Auditing Package
SECPlus with the Public Company Package
Share-Based Payments: An Analysis of FASB Statement 123(R)