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Thomson Tax & Accounting Education Series


CORPORATE GOVERNANCE


SEC Guidelines: Rules and Regulations
2007 Edition

Edited by RIA
ISBN: 0-7913-6243-4
Product Code: SGR7

SEC Guidelines: Rules and Regulations is a concise paperback collection of the most frequently referenced SEC material. Knowing the importance of getting the information you need quickly, WG&L has made the SEC Guidelines: Rules and Regulations even more user friendly.

This reliable and convenient guide gives you all the major regulations, forms, and recent promulgations -- fully updated to guide you in the preparation of financial statements and compliance with SEC registration and reporting requirements.

Table of Contents
• Section 16(a) Forms 3, 4 and 5
• Periodic Filing Forms 8-K, 10-K, 10-Q, 11-K, 12b-25 and new Form 10-D
• Registration Forms 1-A, 8-A, 10, S-1, S-3, S-4, S-8, and S-11
• Small Business Forms 10-KSB, 10-QSB, 10-SB, SB-1, and SB-2
• Foreign Registrant Forms 6-K, 20-F, F-1, F-3, and F-4
• EDGAR System Forms, including ID, TH and SE
• Beneficial Ownership Reports on Schedules 13D and 13G
• Proxy and Tender Offer Statements on Schedules 13E-3, 14A, 14C, 14D-9 and TO
• Regulations S-B, S-K, S-T, S-X
• Major Securities Act and Exchange Act Regulations, including A, BTR, C, D, FD, 12B, 14A, 15D and Section 16 Financial Reporting Releases
• Industry Guides
• Staff Accounting Bulletins through SAB 107 (Topic 14, Share-Based Payment)
• Staff Legal Bulletins

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